Corporate Governance for Fund Managers and the Senior Management Individual Accountability Regime
This 1-hour module is created by ComplianceAsia, our technical content provider, and tailored for investment management professionals in Singapore.
Learning Objectives
Course Outline
What is Corporate Governance
Why Corporate Governance?
Who are the Stakeholders within Corporate Governance
Elements of Corporate Governance
Corporate Governance vs Management
Pillars of Corporate Governance
Pop Quiz
Corporate Governance Crisis Singapore
Corporate Governance Regime in Singapore
Companies Act
SFA Notification Obligations
Code of Corporate Governance – 13 Principles
Corporate Governance Standards in Singapore
Pop Quiz
Criteria for Discharging Duties
Fiduciary Duties of a Fund Manager
Role of Compliance in Corporate Governance
Heads of Core Management
Identification of Senior Managers
MAS Expected Outcomes and Practical Implementation for Financial Institutions
Responsibilities of Senior Managers & Material Risk Functions
Liabilities
Dealing with Core Managers Outside of Singapore
Similar Regime
Key Takeaways
Assessment Instructions
Final Graded Assessment (min. 70% to pass)
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